Show Notes:
Are there certain things you can’t (or shouldn’t) say as a financial advisor?
Absolutely.
I’ve heard some wild stories in my time in the industry and I’m sure you have some doozies to tell also.
There are some guidelines in this industry as to what you can and cannot and I’d like to provide you with some tips that you can use as a financial advisor in practice.
✅ “I guarantee OR I’m sure that…Always…never…”
✅ “The client’s assets I placed in XYZ fund will perform the same way for you…”
✅ False or Misleading information
Thanks for listening.
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